| Exchange Hours | Website |
|---|---|
| 9:30 - 15:59 ET | www.northerntrust.com |
| Fund | Symbol | Investment Type |
Large Notify |
Initial Investment Minimum 1 |
Load Type |
Share Class |
Transaction Fee |
|---|---|---|---|---|---|---|---|
| SMALL CAP VALUE FUND | NOSGX | N/A | USD 0 | USD 2,500 | No Load | UNDEFINED | Yes |
| SIERRA TACTICAL ALL ASSET A | SIRAX | N/A | USD 1,000,000 | USD 10,000 | Front-End Load | CLASS A | No |
| FIXED INCOME FUND | NOFIX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| INCOME EQUITY FUND | NOIEX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| INTERNATIONAL EQUITY FUND | NOIGX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| NORTHERN TRUST INVESTMENTS INC NORTHERN MONEY MARKET FUND | NORXX | Money Market | USD 1,000,000 | USD 10,000 | N/A | N.A. | Yes |
| NORTHERN TRUST INVESTMENTS INC NORTHERN MUNICIPAL MONEY MARKET FUND | NOMXX | Money Market | USD 1,000,000 | USD 10,000 | N/A | N.A. | Yes |
| U.S. GOVERNMENT MONEY MARKET | NOGXX | Money Market | USD 1,000,000 | USD 10,000 | No Load | UNDEFINED | Yes |
| INTERMEDIATE TAX-EXEMPT FUND | NOITX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| TAX-EXEMPT FUND | NOTEX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| U.S. GOVERNMENT FUND | NOUGX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| U.S. GOVERNMENT SELECT MONEY MARKET FUND | NOSXX | Money Market | USD 1,000,000 | USD 10,000 | No Load | UNDEFINED | Yes |
| STOCK INDEX FUND | NOSIX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| CALIFORNIA TAX-EXEMPT FUND | NCATX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| HIGH YIELD FIXED INCOME FUND | NHFIX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| CALIFORNIA INTERMEDIATE TAX-EXEMPT FUND | NCITX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| LIMITED TERM U.S. GOVERNMENT FUND | NSIUX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| ARIZONA TAX-EXEMPT FUND | NOAZX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| SMALL CAP INDEX FUND | NSIDX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| LARGE CAP VALUE FUND | NOLVX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| INTERNATIONAL EQUITY INDEX FUND | NOINX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| BOND INDEX FUND | NOBOX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| LARGE CAP CORE FUND | NOLCX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| ACTIVE M INTERNATIONAL EQUITY FUND | NMIEX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| GLOBAL REAL ESTATE INDEX FUND | NGREX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| EMERGING MARKETS EQUITY INDEX FUND | NOEMX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| LIMITED TERM TAX-EXEMPT FUND | NSITX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| MULTI-MANAGER HIGH YIELD OPPORTUNITY FD | NMHYX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| ACTIVE M EMERGING MARKETS EQUITY | NMMEX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| MULTI-MANAGER GLOBAL REAL ESTATE FUND | NMMGX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| ULTRA-SHORT FIXED INCOME FUND | NUSFX | Bond | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| TAX-ADVANTAGED ULTRA-SHORT FIXED INCOME | NTAUX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| GLOBAL LISTED INFRASTRUCTURE FUND | NMFIX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| EMERGING MARKETS DEBT OPPORTUNITY FUND | NMEDX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| GLOBAL TACTICAL ALLOCATION FUND | BBALX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| SHORT BOND FUND | BSBAX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| U.S. TREASURY INDEX FUND | BTIAX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| CORE BOND FUND | NOCBX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| NORTHERN ENGAGE360 FUND | NENGX | N/A | USD 1,000,000 | USD 2,500 | No Load | UNDEFINED | Yes |
| U.S. QUALITY ESG | NUESX | N/A | USD 1,000,000 | USD 2,500 | N/A | CLASS K | Yes |
| SMALL CAP CORE FUND | NSCKX | N/A | USD 1,000,000 | USD 2,500 | No Load | CLASS K | Yes |
Notes:
Pursuant to Part 7.8A of the Corporations Act 2001, Interactive Brokers Australia Pty. Ltd. has prepared the following target market determinations relating to certain financial products for which it is deemed to be the issuer. Our Target Market Determinations are located here: Target Market Determinations.
Product Disclosure Statements are also available for each of these products. If applicable, you should carefully consider these Disclosures in deciding whether to acquire, or to continue to hold, the relevant financial product.