Compliance Officers:
Monitor Your Employee Brokerage Accounts with EmployeeTrackSM

Free, fully electronic and easy signup and use

EmployeeTrackSM for Employee Compliance


EmployeeTrackSM helps you reduce the risk of employee compliance issues. Consider these benefits:

  • Consolidate your employees' trading activity from Interactive Brokers and other brokers under a single platform at no charge.
  • Access employee trade activity electronically. Daily reports on all employee trading accounts held at IB are automatically transmitted to your legal department to ensure ongoing compliance with in-house and external reporting requirements.
  • Get custom feeds for third party monitoring software.
  • Send application invitations to employees and have a new employee account automatically linked.
  • Use the Pre-Trade Compliance tool to restrict your employees from trading designated symbols, products and asset types; and from trading during specific trading hours.
  • Enjoy customer-specific report design that sends only the account data you request, such as trade confirmations, positions, interest and commissions, taxes, and fees.

Open an Account






EmployeeTrackSM Structure

Access multiple individual, joint, trust and IRA employee for the purpose of monitoring their trading activity.

Account Information

EmployeeTrackSM provides a simple, cost-effective solution for organizations such as exchanges, hedge funds, mutual funds, brokers, banks, insurance companies, law firms, accounting firms and consulting firms who are required to monitor their employees' trading activity.

Note: Once you sign up for EmployeeTrackSM, you will no longer receive employee statements by email.

Accounts are accepted from citizens or residents of all countries except citizens or residents of those countries that are prohibited by the US Office of Foreign Assets Control. Click here for a list of available countries.

Additional Documentation

EmployeeTrack Management PDF Guide EmployeeTrack Brochure PDF

Employee Marketing Handout

IB provides a customized handout for your employees with information about IB's broker services. This customized handout will be created upon registration. Click the button below for a generic sample of this document.

Employee Marketing Handout Sample



For information on SIPC coverage on your account, visit www.sipc.org or call SIPC at 1 (202) 371-8300.

Please see our Australian Privacy Supplement.